FINANCIAL SERVICES

Your consultants, contract traders, and outsourced teams access your systems from devices you've never seen.

Financial services firms rely on contingent workers for 10–30% of their workforce. Regulators expect evidence. Ensure provides it without MDM enrollment.

FINRA ListedNo MDM RequiredContinuous Evidence

Regulatory framework mapping

Financial institutions typically rely on contingent workers for 10–30% of their workforce. Here's how Ensure maps to the compliance frameworks that matter.

FrameworkRequirementWhat Ensure Documents
FINRASupervisory controls extend to third-party devices accessing firm systems.Device posture verification at login with full audit trail. FINRA Compliance Vendor Directory listed.
OCCDocumented controls over third-party technology access.Automated evidence for every third-party device login.
FFIECRisk-based access controls for all users including contractors.Real-time posture checks with compliance reporting.
SOXControls over access to financial systems by third parties.Device compliance verified before access. Full audit trail.

Common use cases

Vendor & Consultant Access

Technology vendors and management consultants access banking systems from personal and employer-provided devices. Ensure verifies posture without MDM.

Contract Trader & Analyst Access

Contract traders access trading platforms from devices their own IT manages — but yours doesn't. Ensure bridges the compliance gap.

Outsourced Operations

Outsourced teams from Genpact, Infosys, and others access internal systems daily. Ensure provides continuous device compliance evidence.

M&A Integration

Newly acquired workforce accesses systems from unmanaged devices. Ensure bridges the gap while integration completes.

Need exportable evidence for your next audit?

See Compliance Evidence

See how Ensure fits your contractor access model and your regulatory requirements

Book a demo to review compliance reporting for FINRA, OCC, and FFIEC.